Tora Trading Services, LLC is a broker dealer registered with the Securities Exchange Commission and a member of the Financial Industry Regulatory Authority (“FINRA”) and National Futures Association (“NFA”). Tora Trading Services Limited is a broker-dealer registered with the Hong Kong Securities and Futures Commission (“SFC”).
Tora Trading Services, LLC, Tora Trading Services Limited and their affiliates are herein identified as TORA (“TORA”). TORA® is a registered trademark in the United States and other countries throughout the world.
The information provided on and through the TORA websites is intended only for institutional accounts as defined by FINRA (or institutional professional accounts as defined by SFC) and it is not intended for retail investors/persons. TORA services are not available in all jurisdictions.
Tora Trading Services, LLC Regulatory Notices:
Business Continuity Planning Summary:
In accordance with the Securities and Exchange Commission (“SEC”), and FINRA, Tora Trading Services, LLC (“Tora”) is committed to ensuring its continued ability to serve its clients and to protect the people and assets of Tora. Our Business Continuity Program (“BCP”) has been developed to provide reasonable assurance that we can continue to do business with little or no disruption in the event there are unplanned interruption at the firm’s critical facilities. The firm has established a process designed to ensure that the firm is prepared should a business disruption occur. This process addresses business disruptions of varying scope, including, but not limited to, medium and large scale events involving the disruption of business, technology systems, and displaced personnel. Our plan includes leveraging our resources and infrastructure through relocating impacted business units.
Although we have taken significant steps to develop and implement a sound BCP and business recovery plan, we cannot guarantee that systems will always be available or recoverable after a disaster or significant business disruption. However, we believe that our planning for such events is robust and consistent with many of the best practices established within the industry. Any material changes to the above information will be available on our website or upon request.
Customer Identification Program:
Important Information You Need to Know about Opening a New Account:
To help fight the funding of terrorism and money laundering activities, federal law requires us to obtain, verify and record information that identifies each customer which opens an account or otherwise contracts with Tora Trading Services, LLC (“Tora”). Accordingly, when you establish an account or contract with Tora, we will ask you for identifying information that will satisfy our Know Your Customer requirements, processes, and procedures.
Please review the following below in addition to the Privacy Statement at the Tora Websites.
When you visit tora.com, toratradingservices.com, or Refinitiv.com or send e-mails to us, you are communicating with us electronically. You consent to receive communications from us electronically. We will communicate with you by e-mail or by posting notices on this site. You agree that all agreements, notices, disclosures, and other communications that we provide to you electronically satisfy any legal requirement that such communications be in writing.
If you have any questions regarding these notifications or require further information, please do not hesitate to contact us.